Empirical Wealth Management - Profile Registration

Determining Your Risk Profile

The first step of any successful investing approach is to gain a deep understanding of your ability to take risk. Only then can you design a portfolio that is appropriate for your preferences, goals and values.

All clients of Empirical Wealth Management go through a systematic process to assess their risk tolerance (personal level of comfort with financial risk) and risk capacity (ability to take risk based on general financial circumstances).

Please take 15 minutes to complete our web questionnaire. This will allow your financial advisor to:

Understand your attitude to financial risk and how it compares to the US population
Become familiar with your financial circumstances
Design a customized portfolio that is suitable for your risk profile

To get started click on the button below.

Privacy Policy

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In
order to serve you, Directional Financial Services, Inc. (“Directional)
collects financial and personal information. Directional will protect
the information you provide in a manner that is safe, secure and
professional. Directional and its employees are committed to protecting
your privacy and to safeguarding that information.
Electronic records of private information are secured using a variety
of measures, including data encryption, password protection and network
firewalls. Physical records are stored in a secure location or
destroyed.
Individuals shall not share customer private information in any manner
without the specific consent of a firm principal. Failure to observe
Directional procedures regarding customer and consumer privacy will
result in discipline and may lead to termination.
Directional is committed to the protection and privacy of its
customers’ and consumers’ personal and financial information.
Directional will not share such information with any nonaffiliated
third party except: • When necessary to complete a transaction in a
customer account, such as with the account custodian; • When required
to maintain or service a customer account; • To resolve customer
disputes or inquiries; • With persons acting in a fiduciary or
representative capacity on behalf of the customer; • With rating
agencies, persons assessing compliance with industry standards, or to
the attorneys, accountants and auditors of the firm; • In connection
with a sale or merger of Directional’s business; • To protect against
or prevent actual or potential fraud, identity theft, unauthorized
transactions, claims or other liability; • To comply with federal,
state or local laws, rules and other applicable legal requirements; or
• In any circumstances with the customer’s instruction or consent;
It is not a policy of Directional to share nonpublic personal and

financial information with affiliated or unaffiliated third parties
except under the circumstances noted above. Since sharing under the
circumstances noted above is necessary to service customer accounts or
is mandated by law, there are no allowances made for clients to opt
out.